The craft of compliance
An intentional approach to compliance
Bringing two financial powerhouses together is a great commercial strategy — but it comes with complications. Integrating people and processes is challenging, to say the least. With a carefully crafted approach and the right tools to execute it, you can pull ahead of the competition. Let us show you how.
Crafting a bolder future
In the financial services industry, integration always attracts attention from regulators. You know UBS can’t afford to get it wrong. For instance, know-your-customer (KYC) processes and tax reporting are likely to be under even greater scrutiny than usual.
Combining two banks into a single, standardized entity can be an uphill battle. This struggle is especially true when each bank holds different attitudes to validation and risk.
Fully migrating processes presents a great opportunity. We can help establish robust compliance and regulatory processes to fill identified gaps and set UBS up for the future.
We’d be happy to talk about how we can support you in harmonizing risk, tax, and legal processes across new and old clients.