Crafting one bolder, stronger organization
Make compliance processes fully consistent
At UBS, you’re tasked with bringing incoming compliance workflows up to standard while managing changing regulations across multiple jurisdictions. Pair this task with your ongoing mission to expand into Asia-Pacific (APAC) or other regions, and the prospect of future complexity can seem overwhelming.
There is a clear and urgent need to make all migrating processes function perfectly. Only then will you have the time and space to work on more strategic tasks.
Our technology can get you there faster.
Empower your people with training and tools
Helping teams keep up with changing regulatory requirements is crucial. You likely use e-learning solutions, but the education provider you choose can make an enormous difference in the quality of outcomes.
With our help, you can find e-learning solutions that:
- Cover a wide range of jurisdictions to set you up for success today and pave the way for expansion
- Offer hands-on and customizable interactive exercises to reflect your specific policies and procedures
- Support a range of languages so your current and future teams can access all the information they need
Continuous regulation updates should always accompany education, especially given the multiple jurisdictions in which UBS operates. Intelligent regulatory software can automatically deliver targeted alerts based on UBS's specific business lines and geographic footprint. This technology saves your teams time on research and gives them peace of mind that they will stay ahead of the curve.
Reduce errors with AI and advanced reporting
For large global banks, risk management takes on epic proportions. The complexity involved opens the door to human error — especially when processes are migrating from one institution to another. Taking advantage of our latest AI technology greatly reduces this risk by:
- Automatically sifting through a vast amount of data to minimize the need for imperfect human research
- Identifying a variety of specific third-party risks more accurately than human teams
- Monitoring new data round-the-clock that teams may miss
- Efficiently screening all customers, partners, and transactions to significantly reduce false positives
You may want even more insight into individuals and entities for high-risk clients. Advanced reporting tools can help you perform enhanced due diligence tasks quicker and more efficiently. Our tools automatically run in-depth background checks, screen adverse media, and analyze corporate structures and beneficial ownership.
Increase visibility with a centralized platform
When your data and teams are siloed in disparate locations, you can't get the visibility you need to stay on top of risks. Getting all incoming compliance processes onto a centralized platform as soon as possible saves you a lot of headaches down the line. That’s why we supply tools that help you:
- Manage and document compliance processes in the same place
- Control policy-management risk assessments and trials from a single location
- Automate routine compliance tasks across your business
- Fully integrate with your existing workflows to minimize disruptions
Utilize made-to-measure solutions
We offer a combination of advanced technology, extensive regulatory coverage, and specialized services trusted by financial service providers across the globe.
We would be happy to talk about how we can provide UBS with a robust compliance framework to ensure all new processes are quickly and efficiently migrated.
We’d be happy to talk about how we can support you in harmonizing risk, tax, and legal processes across new and old clients.